Securities and Commodity Futures - Arbitration, Mediation, Enforcement, Litigation and Regulation.
If you are involved in a dispute involving Securities and Commodity Futures, I have handled close to 100 such cases. I will guide you through the process of arbitration or mediation up to and including litigation and administrative proceedings, if necessary.
I will develop a securities and commodity futures compliance system to head off compliance issues. If you already have a situation that requires investigation, disciplinary action, civil injunction, or criminal referral I will defend and guide you to a satisfactory outcome.
Depending on the nature of the case and my experience with the domain, I sometimes act as an expert witness on securities and commodity futures issues. If the role would be better served by another witness I will help you find that person.